Recorded Session, Original Air Date: August 19, 2010
This web seminar examines the current compliance enforcement challenges and identifies the top ten criticized areas in life & health market conduct exams. It is important for organizations to understand the primary areas of examiner focus, as well as the challenges these insurers face in meeting the demands of state regulatory requirements. Don’t miss this informative event to assure that you have the insight needed to stay in compliance.
I found this “Top Ten” list of criticisms to be very enlightening, as I am working to develop a Compliance program. However, I didn’t know about the seminar (found the summary/list online) and wondered whether any “average” fines for the violations had been discussed. If so, I’d very much like to receive that information.