In this new on demand web seminar, Steve Taylor, Senior Product Manager for Risk and Compliance solutions talks about the leading challenges in reducing compliance risks in policies and procedures, followed by a discussion with Kathy Donovan on the regulatory concerns and examination issues.
This session, to be released generally next week, is available now for Compliance Corner and RiskHQ readers.
Session Description
With an ever-changing regulatory environment, many compliance departments are doing everything they can to streamline their work to be more efficient and productive. External and internal standards are requiring more from policies and procedure systems than ever before. Without a systematic approach, efforts to quickly cover the bases can lead to increases costs, limit the overall effectiveness of the company’s risk management programs and can lead to increased exposure to noncompliance.
In this complimentary recorded web seminar session you will:
- Review the common stress points in policy and procedure management
- Learn four quick wins for improving your results
- Hear an update on regulatory requirements and issues
- Explore examination challenges
Featured Speakers
Steve Taylor
Senior Product Manager, Wolters Kluwer Financial Services
Steve has worked with financial services organizations of all sizes for more than a decade designing systems and processes to improve the management of policies and procedures. He is often consulted for his technical experience and pragmatic approach to compliance management at various industry events.
Kathy Donovan
Senior Compliance Counsel, Wolters Kluwer Financial Services
With more than two decades of insurance compliance experience, Kathy is a trusted source on insurance compliance issues. A frequent contributor for industry publications and events, the primary contributor for Compliance Corner and RiskHQ, her expertise is often sought to speak on a number of compliance topics affecting insurance carriers.
